William B. Montell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Bradley Montell, who also goes by Brad Montell, W Brad Montell, William Brad Montell, Wm Bradley Montell, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2015 - October 4, 2016
MERIDIAN WEALTH MANAGEMENT, LLC
March 3, 2014 - February 17, 2015
SUMMIT BROKERAGE SERVICES, INC.
May 4, 2007 - February 7, 2014
OSAIC WEALTH, INC.
January 1, 2004 - May 7, 2007
CETERA FINANCIAL SPECIALISTS LLC
May 8, 2003 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
January 31, 1997 - May 7, 2003
OSAIC WEALTH, INC.
January 23, 1997 - June 18, 2003
FINANCIAL SERVICES CENTER
September 24, 1996 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
August 23, 1994 - September 19, 1996
IDS LIFE INSURANCE COMPANY
September 16, 1991 - September 19, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
June 20, 1989 - October 11, 1991
EDWARD JONES
Primary Firm SEC Registration
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523 / SEC#: 801-70676
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523 / SEC#: 801-70676
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,802 |
| AUM (Assets Under Management) | $ 3,885,527,411 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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