Robert J. Pelaez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Pelaez was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 2 firms and has passed the Series 7, Series 3, Series 62 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1995 - June 10, 1996
ELECTRONIC ACCESS DIRECT, INC.
November 16, 1989 - November 12, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 11/15/1989
Corporate Securities Limited Representative ExaminationSeries 28
Date: 12/5/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ELECTRONIC ACCESS DIRECT, INC.
CRD#: 36975 / SEC#: , 8-47549
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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