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Micah J. Eldred

Some features on this profile are disabled
CRD#: 1959598
ME

Professional summary

Micah James Eldred was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Micah is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Micah had worked at 4 firms, which includes SPARTAN SECURITIES GROUP LTD., J.C. BRADFORD & CO., RAYMOND JAMES & ASSOCIATES INC., RICHFIELD SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Micah J Eldred

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 25, 2001 - June 28, 2019

SPARTAN SECURITIES GROUP, LTD.

BD
CRD#: 104478
CLEARWATER, FL
Past

July 3, 1997 - July 6, 2000

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

March 28, 1990 - March 6, 1997

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

July 18, 1989 - March 26, 1990

RICHFIELD SECURITIES, INC.

BD
CRD#: 16109

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/12/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/27/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/15/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/29/2001
General Securities Principal Examination

Current Firm

SS
SPARTAN SECURITIES GROUP, LTD.
MJE SECURITIES, LP | SPARTAN SECURITIES GROUP, LTD.

CRD#: 104478 / SEC#: , 8-52937

BD
Terminated by SEC on 07/09/2019
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 06/25/2000
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CONNECT X CAPITAL MARKETS, LLCPARTNER
ELDRED, MICAH JAMESCEO, MANAGING PARTNER1959598
LOPEZ, DAVID DANIELFINOP/DESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER/AML PRINCIPAL2667397
SPARTAN ADVISORS, LLCGENERAL PARTNER

Disclosures

Regulatory Event11
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

SPARTAN SECURITIES GROUP, LTD.

CRD#: 104478

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