Michael S. Briggs
Professional summary
Michael Steven Briggs is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Eugene, Oregon.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Steven Briggs's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2015 - Present
FORTUNE FINANCIAL SERVICES, INC.
May 20, 1998 - September 23, 2014
SUNSET FINANCIAL SERVICES, INC.
April 25, 1990 - April 3, 1998
OSAIC FA, INC.
April 20, 1990 - April 3, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 25, 1989 - May 8, 1990
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(3/11/2015)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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