Wanda G. Henton Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wanda Gayle Henton Brown, who also goes by Wanda Gayle Calhoun, Wanda Henton Calhoun, Wanda Calhoun, Wanda Gayle Henton, was a registered financial professional .
Wanda is a previously registered financial professional and started their career in finance in 1990. Wanda had worked at 4 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2013 - June 7, 2013
POTOMAC CAPITAL MARKETS, LLC
March 25, 2009 - October 12, 2010
POTOMAC CAPITAL MARKETS, LLC
January 1, 1998 - March 29, 2007
MCM SECURITIES LLC
December 20, 1993 - December 31, 1995
LAZARD FRERES & CO. LLC
May 29, 1990 - April 7, 1992
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
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Exams
Current Firm
POTOMAC CAPITAL MARKETS, LLC
CRD#: 39800 / SEC#: , 8-48848
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
