Raymond J. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Jonathan Martin was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1989. Raymond had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - January 4, 2018
CEA ATLANTIC ADVISORS, LLC
December 2, 2014 - October 26, 2015
TOR BROKERAGE LLC
May 30, 2012 - January 5, 2015
CEA ATLANTIC ADVISORS, LLC
April 29, 2010 - November 29, 2011
LANE CAPITAL MARKETS LLC
February 7, 2005 - January 12, 2009
SEMAPHORE CORPORATE FINANCE, INC.
June 14, 2002 - March 10, 2003
VFINANCE INVESTMENTS, INC
March 27, 2002 - June 14, 2002
SOMERSET FINANCIAL GROUP, INC.
January 26, 1999 - March 22, 2000
ABN AMRO SECURITIES LLC
January 27, 1992 - August 12, 1996
ALLEN & COMPANY LLC
June 12, 1991 - January 14, 1992
GE CAPITAL MARKETS, INC.
July 18, 1989 - January 14, 1992
GE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CEA ATLANTIC ADVISORS, LLC
CRD#: 127146 / SEC#: , 8-65962
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
