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Raymond Jonathan Martin

CRD# 1959068·Registered 1989 - 2018
Previously Registered: Being a previously registered professional could mean that Raymond is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Raymond Jonathan Martin was a registered financial advisor. Raymond was a previously registered financial professional and started their career in finance 1989 - 2018. Raymond had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

CEA ATLANTIC ADVISORS, LLC·CRD# 127146
BD
Tampa, FL
January 10, 2017 - January 4, 2018
TOR BROKERAGE LLC·CRD# 135274
BD
Hazlet, NJ
December 2, 2014 - October 26, 2015
CEA ATLANTIC ADVISORS, LLC·CRD# 127146
BD
Tampa, FL
May 30, 2012 - January 5, 2015
LANE CAPITAL MARKETS LLC·CRD# 115358
BD
Fairfield, CT
April 29, 2010 - November 29, 2011
SEMAPHORE CORPORATE FINANCE, INC.·CRD# 15882
BD
Stamford, CT
February 7, 2005 - January 12, 2009
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Boca Raton, FL
June 14, 2002 - March 10, 2003
SOMERSET FINANCIAL GROUP, INC.·CRD# 46507
BD
Princeton, NJ
March 27, 2002 - June 14, 2002
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
January 26, 1999 - March 22, 2000
ALLEN & COMPANY LLC·CRD# 1042
BD
New York, NY
January 27, 1992 - August 12, 1996
GE CAPITAL MARKETS, INC.·CRD# 13349
BD
June 12, 1991 - January 14, 1992
GE CAPITAL MARKETS, INC.·CRD# 13349
BD
Norwalk, CT
July 18, 1989 - January 14, 1992

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Current Firm

CA
CEA ATLANTIC ADVISORS, LLC

CEA ATLANTIC ADVISORS, LLC | CEA MEDIA GROUP, LLC

CRD#: 127146 / SEC#: 8-65962
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

101 East Kennedy Boulevard; Suite 3300, Tampa, FL 33602

Mailing Address

101 East Kennedy Boulevard; Suite 3300, Tampa, FL 33602

Phone Number

(813) 226-8844

Established

Delaware since 09/03/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CEA GROUP, LLCMANAGING MEMBER—
GORDON, BRAD ALEXANDERFINOP1194544
JUNG, MING GWONGDESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER2886486
MICHAELS, JOHN PATRICK JRCHAIRMAN/PRESIDENT1194614

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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