Charlie H. Hon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charlie Hsiaocheng Hon, who also goes by Charlie Hsiao Cheng Hon, was a registered financial professional .
Charlie is a previously registered financial professional and started their career in finance in 1989. Charlie had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2013 - November 4, 2015
LARKIN POINT INVESTMENT ADVISORS LLC
August 1, 2003 - October 10, 2007
BEAR HUNTER STRUCTURED PRODUCTS LLC
April 21, 2003 - August 1, 2003
BEAR WAGNER SPECIALISTS LLC
March 6, 2003 - April 21, 2003
BEAR HUNTER STRUCTURED PRODUCTS LLC
November 1, 2002 - March 7, 2003
BEAR WAGNER SPECIALISTS LLC
September 5, 2002 - November 1, 2002
BEAR HUNTER STRUCTURED PRODUCTS LLC
September 25, 1996 - October 12, 1999
KALB, VOORHIS & CO., LLC
September 19, 1989 - November 15, 1995
KALB, VOORHIS & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LARKIN POINT INVESTMENT ADVISORS LLC
CRD#: 165714 / SEC#: 801-78636
Contact information
Red Flags
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