Roseann T. Celso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roseann Theresa Celso, who also goes by Rose Ann Theresa Celso, Rose Celso, was a registered financial professional .
Roseann is a previously registered financial professional and started their career in finance in 1989. Roseann had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 1996 - January 5, 2000
MASON HILL & CO., INC.
April 17, 1995 - February 7, 1996
OPPENHEIMER & CO. INC.
November 23, 1990 - March 9, 1995
PRUDENTIAL EQUITY GROUP, LLC
June 20, 1989 - October 31, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASON HILL & CO., INC.
CRD#: 38308 / SEC#: , 8-48178
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
