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Roseann Theresa Celso

CRD# 1958698·Registered 1989 - 2000
Previously Registered: Being a previously registered professional could mean that Roseann is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Roseann Theresa Celso, who also goes by Rose Ann Theresa Celso, Rose Celso, was a registered financial advisor. Roseann was a previously registered financial professional and started their career in finance 1989 - 2000. Roseann had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rose Ann Theresa Celso, Rose Celso

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

MASON HILL & CO., INC.·CRD# 38308
BD
New York, NY
April 2, 1996 - January 5, 2000
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
April 17, 1995 - February 7, 1996
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 23, 1990 - March 9, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
June 20, 1989 - October 31, 1990

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Current Firm

MH
MASON HILL & CO., INC.

MASON HILL & CO., INC.

CRD#: 38308 / SEC#: 8-48178
BD
Cancelled by SEC on 06/13/2003

Contact Information

Established

Delaware since 03/15/1995

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
MASON HILL HOLDINGS, INC.SHAREHOLDER—
HAGAN, LEONARD ALLANFINOP2582328
KINSLEY, CHRISTOPHER JACOBPRESIDENT/CEO715670

Disclosures

Regulatory Event

1

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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