William A. Oldfather

OLDFATHER FINANCIAL SERVICES LLC

KEARNEY, NE 68847

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CRD#: 1958267

Professional summary

William Alan Oldfather is a registered financial advisor currently at OLDFATHER FINANCIAL SERVICES LLC located in Kearney, Nebraska.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. William has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE NAME OF THE OUTSIDE BUSINESS IS WCM LLC. IT IS AN INVESTMENT RELATED ACTIVITY. THE ADDRESS IS 2033 CENTRAL AVENUE KEARNEY, NE 68847. MY POSITION IS PROPERTY MANAGER. MY TITLE IS PRESIDENT & CORPORATION MANAGER. THIS BUSINESS BEGAN IN SEPTEMBER 1999. I DEVOTE ABOUT 1 HOUR A WEEK TOTAL AND 15 MINUTES A WEEK DURING TRADING HOURS TO THIS BUSINESS. I MANAGE COMMERCIAL REAL ESTATE AND RENTAL PROPERTY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alan Oldfather's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 1994 - Present

OLDFATHER FINANCIAL SERVICES LLC

Office #1: 2033 Central Avenue, Kearney, NE 68847

RIA

CRD#: 112505

KEARNEY, NE

Past

March 6, 1992 - August 27, 2003

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 20, 1989 - August 5, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLDFATHER FINANCIAL SERVICES LLC

OLDFATHER FINANCIAL SERVICES | WILLIAM OLDFATHER | WILLIAM A. OLDFATHER | OLDFATHER FINANCIAL SERVICES LLC

CRD#: 112505 / SEC#: 801-79439

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Nebraska

Registered Investment Advisory firm - (4/15/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(5/28/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/17/1989

General Securities Representative Examination

Current Firm

OLDFATHER FINANCIAL SERVICES LLC

OLDFATHER FINANCIAL SERVICES | WILLIAM OLDFATHER | WILLIAM A. OLDFATHER | OLDFATHER FINANCIAL SERVICES LLC

CRD#: 112505 / SEC#: 801-79439

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Nebraska

Registered Investment Advisory firm - (4/15/2014 Terminated)

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Contact information

Main Address

2033 Central Avenue, Kearney, NE 68847

Mailing Address

P.o Box 1775, Kearney, NE 68848-1775

Phone number

(308) 237-4571

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/7/2025)

Regulatory assets under management

Total Number of Accounts	1,125
AUM (Assets Under Management)	$ 458,961,667

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William A. Oldfather

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alan Oldfather's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLDFATHER FINANCIAL SERVICES LLC

OSAIC WEALTH, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

OLDFATHER FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/1993

Series 63

Date: 8/23/1989

Series 7

Date: 6/17/1989

Current Firm

OLDFATHER FINANCIAL SERVICES LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLDFATHER FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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