Michael L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael L Johnson was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 1993 - December 19, 1994
PRIME INVESTORS, INC.
January 29, 1990 - May 3, 1993
PRIME INVESTORS, INC.
July 18, 1989 - September 23, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PRIME INVESTORS, INC.
CRD#: 24509 / SEC#: , 8-41164
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
