Gerard J. Mastronardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Joseph Mastronardi was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1989. Gerard had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2015 - October 12, 2015
TSC DISTRIBUTORS, LLC
December 26, 2014 - May 5, 2015
R. F. LAFFERTY & CO., INC.
August 18, 2009 - January 2, 2013
SEIDEL & CO., LLC
September 9, 2005 - January 23, 2009
PERSHING LLC
May 1, 2003 - September 9, 2005
PERSHING ADVISOR SOLUTIONS LLC
February 23, 1999 - May 1, 2003
PERSHING LLC
June 7, 1994 - January 29, 1999
R. SEELAUS & CO., LLC
July 2, 1991 - April 26, 1994
GILMORE SECURITIES & CO.
December 3, 1990 - July 5, 1991
W.J. NOLAN & COMPANY, INC.
October 25, 1989 - October 10, 1990
BAIRD, PATRICK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/1/2001
Limited Representative-Equity Trader ExamCurrent Firm
TSC DISTRIBUTORS, LLC
CRD#: 37058 / SEC#: , 8-47579
Contact information
Documents
Disclosures
| Judgment/Lien | 1 |
Red Flags
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