Darrel R. Amiot
Professional summary
Darrel Ray Amiot was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darrel Ray Amiot, who also goes by Darrel Raymond Amiot, was a registered financial professional .
Darrel is a previously registered financial professional and started their career in finance in 1989. Darrel had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2001 - September 2, 2010
QA3 FINANCIAL CORP.
May 12, 1993 - July 5, 2001
OSAIC WEALTH, INC.
July 15, 1991 - May 5, 1993
OAKWOOD CAPITAL SECURITIES, INC.
November 22, 1989 - July 15, 1991
KEOGLER, MORGAN & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
QA3 FINANCIAL CORP.
CRD#: 14754 / SEC#: , 8-31155
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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