John R. Bergstrom

CARDINAL WEALTH ADVISORS, L.L.C.

Edina, MN 55439-2154

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CRD#: 1957994

Professional summary

John Robert Bergstrom, CFP®, ChFC®, CLU®, who also goes by John Bergstrom, is a registered financial advisor currently at CARDINAL WEALTH ADVISORS, L.L.C. located in Edina, Minnesota.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Bergstrom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

US NAVY RESERVES Address: 5905 34th Ave. S., Mpls, MN 55450 Your position, title, or relationship: Foreign Disclosure Officer Start date of your relationship: 09/1998 Approximate hours a month spent on the other business: 16 Approximate hours during trading spent on the other business: 0 Briefly describe your duties relating to the other business: Intelligence Officer/Foreign country and multilateral engagement coordinator John R. Bergstrom, Address: Edina, MN Title: Sole Proprietor, Insurance Agent; Start date of your relationship:03/1997-Present; Approximate hours a month spent on the other business: 8 Approximate hours during trading spent on the other business: 0 Briefly describe your duties relating to the other business:insurance sales and service Friends & Neighbors, LLC Address: Edina, MN Title: Principal/owner Start date of your relationship: 01/2012 Approximate hours a month spent on the other business: 1 Approximate hours during trading spent on the other business: 0 Briefly describe your duties relating to the other business: collect rent, arrange maintenance-related appointments as needed

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Bergstrom's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 3, 2017 - Present

CARDINAL WEALTH ADVISORS, L.L.C.

Office #1: 7201 Ohms Lane Suite 215, Edina, MN 55439-2154

RIA

CRD#: 134758

Edina, MN

Past

June 1, 2005 - June 9, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

December 2, 2003 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

November 5, 2002 - December 2, 2003

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Past

March 20, 1997 - November 6, 2000

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

February 23, 1995 - March 19, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 23, 1995 - March 19, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/3/2017)

IAR

Texas
(3/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/7/1995

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/22/1995

General Securities Representative Examination

Current Firm

CARDINAL WEALTH ADVISORS, L.L.C.

CARDINAL WEALTH ADVISORS, L.L.C. | CARDINAL WEALTH ADVISORS, LLC

CRD#: 134758 / SEC#:

Minnesota

Registered Investment Advisory firm - (6/1/2005 Approved)

Texas

Registered Investment Advisory firm - (3/5/2024 Conditional Restricted)

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Contact information

Main Address

7201 Ohms Lane Suite 215, Edina, MN 55439-2154

Mailing Address

Phone number

(952) 746-4700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	278
AUM (Assets Under Management)	$ 75,400,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Bergstrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Bergstrom's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

TRUSTED SECURITIES ADVISORS CORP.

CETERA ADVISORS LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/2005

Series 63

Date: 1/12/1996

Series 3

Date: 12/7/1995

Series 7

Date: 2/22/1995

Current Firm

CARDINAL WEALTH ADVISORS, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CARDINAL WEALTH ADVISORS, L.L.C.

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