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Bradley Dean Ginesin

CRD# 1957831·Registered 1989 - 2013
Previously Registered: Being a previously registered professional could mean that Bradley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradley Dean Ginesin, who also goes by Brad Ginesin, was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 1989 - 2013. Bradley had worked at 10 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brad Ginesin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

WORLD FIRST FINANCIAL SERVICES, INC.·CRD# 1612
BD
New York, NY
March 19, 2012 - March 22, 2013
MONARCH FINANCIAL CORPORATION OF AMERICA·CRD# 23437
BD
New York, NY
September 17, 2002 - July 27, 2010
WORLD FINANCIAL SERVICES, INC.·CRD# 18461
BD
New York, NY
January 16, 2002 - September 17, 2002
MONARCH FINANCIAL CORPORATION OF AMERICA·CRD# 23437
BD
New York, NY
June 2, 1998 - December 20, 1999
STRATEGIC RISK MANAGEMENT, INC.·CRD# 29852
BD
New York, NY
March 2, 1998 - June 4, 1998
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
August 1, 1997 - March 4, 1998
MONARCH FINANCIAL CORPORATION OF AMERICA·CRD# 23437
BD
New York, NY
December 7, 1995 - August 1, 1997
H G I·CRD# 14079
BD
Jericho, NY
August 27, 1994 - November 16, 1995
EMANUEL AND COMPANY·CRD# 7309
BD
New York, NY
February 5, 1993 - August 11, 1994
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
June 16, 1992 - February 5, 1993
SHERMAN, FITZPATRICK & CO., INC.·CRD# 3393
BD
Mineola, NY
August 6, 1990 - April 22, 1992
GSG GLOBAL SECURITIES GROUP INC.·CRD# 16135
BD
June 20, 1989 - April 9, 1990

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Current Firm

WF
WORLD FIRST FINANCIAL SERVICES, INC.

MARQUETTE DE BARY CO., INC. | WORLD FIRST FINANCIAL SERVICES, INC. | WORLD FIRST FINANCIAL SERVICES INC | MARQUETTE DE BARY CO., INCORPORATED

CRD#: 1612 / SEC#: 8-20392
BD
Terminated by SEC on 11/26/2024

Contact Information

Established

Delaware since 01/02/1976

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AUERBACH, BRUCE NEILINTERIM PRESIDENT873052
DESLONDE, JAMES CHARLESCFO/CCO732530

Disclosures

Regulatory Event

2

Bond

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1989About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1999

Series 7 — General Securities Representative Examination

Passed Jun 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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