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BG

Bradley D. Ginesin

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CRD#: 1957831
BG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Dean Ginesin, who also goes by Brad Ginesin, was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 1989. Bradley had worked at 10 firms and has passed the Series 63, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brad Ginesin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 19, 2012 - March 22, 2013

WORLD FIRST FINANCIAL SERVICES, INC.

BD
CRD#: 1612
NEW YORK, NY
Past

September 17, 2002 - July 27, 2010

MONARCH FINANCIAL CORPORATION OF AMERICA

BD
CRD#: 23437
NEW YORK, NY
Past

January 16, 2002 - September 17, 2002

WORLD FINANCIAL SERVICES, INC.

BD
CRD#: 18461
NEW YORK, NY
Past

June 2, 1998 - December 20, 1999

MONARCH FINANCIAL CORPORATION OF AMERICA

BD
CRD#: 23437
NEW YORK, NY
Past

March 2, 1998 - June 4, 1998

STRATEGIC RISK MANAGEMENT, INC.

BD
CRD#: 29852
NEW YORK, NY
Past

August 1, 1997 - March 4, 1998

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

December 7, 1995 - August 1, 1997

MONARCH FINANCIAL CORPORATION OF AMERICA

BD
CRD#: 23437
NEW YORK, NY
Past

August 27, 1994 - November 16, 1995

H G I

BD
CRD#: 14079
JERICHO, NY
Past

February 5, 1993 - August 11, 1994

EMANUEL AND COMPANY

BD
CRD#: 7309
NEW YORK, NY
Past

June 16, 1992 - February 5, 1993

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

August 6, 1990 - April 22, 1992

SHERMAN, FITZPATRICK & CO., INC.

BD
CRD#: 3393
MINEOLA, NY
Past

June 20, 1989 - April 9, 1990

GSG GLOBAL SECURITIES GROUP INC.

BD
CRD#: 16135

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/15/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 12/16/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/17/1989
General Securities Representative Examination

Current Firm

WF
WORLD FIRST FINANCIAL SERVICES, INC.
MARQUETTE DE BARY CO., INC. | WORLD FIRST FINANCIAL SERVICES, INC. | WORLD FIRST FINANCIAL SERVICES INC | MARQUETTE DE BARY CO., INCORPORATED

CRD#: 1612 / SEC#: , 8-20392

BD
Terminated by SEC on 11/26/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 01/02/1976
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AUERBACH, BRUCE NEILINTERIM PRESIDENT873052
DESLONDE, JAMES CHARLESCFO/CCO732530

Disclosures

Regulatory Event2
Bond2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WORLD FIRST FINANCIAL SERVICES, INC.

CRD#: 1612

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