Christine A. Frank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Alloggiamento Frank, who also goes by Christine Alloggiamento, Christine Frank, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1995. Christine had worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2024 - December 31, 2025
CAMDEN FINANCIAL SERVICES
March 25, 2022 - December 31, 2022
CAMDEN FINANCIAL SERVICES
April 18, 2019 - December 31, 2021
CLEARSIGHT CAPITAL ADVISORS, INC
July 2, 2012 - February 21, 2019
WALLER CAPITAL SECURITIES LLC
April 16, 2010 - July 2, 2012
CPIBD LLC
July 24, 2006 - June 26, 2009
FIRST CITIZENS CAPITAL SECURITIES, LLC
November 1, 2003 - April 20, 2005
BMO CAPITAL MARKETS CORP.
April 3, 2002 - November 1, 2003
HARRIS NESBITT CORP.
October 21, 1998 - February 23, 2001
BANC OF AMERICA SECURITIES LLC
January 10, 1995 - August 27, 1998
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CAMDEN FINANCIAL SERVICES
CRD#: 19925 / SEC#: , 8-37303
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UCCIFERRI, LOUIE | PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, AML-CO | 1156956 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
