David L. Sachs
Professional summary
David Lawrence Sachs, who also goes by David L Sachs, David Sachs, is a registered financial professional currently at KPG CAPITAL PARTNERS, LLC located in Park City, Utah.
David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Lawrence Sachs's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2022 - Present
KPG CAPITAL PARTNERS, LLC
Office #1: 1389 Center Drive Suite 200, Park City, UT 84098December 4, 2015 - February 14, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 4, 2015 - February 14, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 17, 2014 - December 4, 2015
BARCLAYS CAPITAL INC.
August 5, 2014 - December 4, 2015
BARCLAYS CAPITAL INC.
April 26, 2010 - August 4, 2014
FM PARTNERS HOLDINGS LLC
June 30, 2009 - April 15, 2010
WELLS FARGO PRIME SERVICES, LLC
February 29, 2008 - June 26, 2009
RBC CAPITAL MARKETS, LLC
January 2, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
February 17, 2006 - January 2, 2007
CARLIN EQUITIES, LLC
February 20, 2003 - January 11, 2006
JEFFERIES LLC
January 8, 1999 - August 19, 1999
AEGIS CAPITAL CORP.
January 22, 1996 - September 28, 1998
JOHNSON RICE & COMPANY L.L.C.
March 22, 1993 - February 22, 1995
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 7/25/2022
General Securities Representative ExaminationSeries 55
Date: 2/19/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
KPG CAPITAL PARTNERS, LLC
CRD#: 165392 / SEC#: , 8-69158
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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Company Information
KPG CAPITAL PARTNERS, LLC
CRD#: 165392Park City, UT 84098TRUST BUT VERIFY
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