JH
Jonathan H. Harris
TRANSCEND CAPITAL ADVISORS
NAPLES, FL 34102
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CRD#: 1957460
JH
Professional summary
Jonathan Holden Harris, who also goes by Jon Harris, is a registered financial advisor currently at TRANSCEND CAPITAL ADVISORS, LLC located in Naples, Florida.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Jonathan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed insurance sales; as of 10/08/08, 5% of time spent during business hours, conducted at branch, investment related. 2. Chair of Portsmouth, Rhode Island Pension Commission, as of 03/27/2015, 0% of time spent during business hours, not conducted at branch, not investment related. 3. Rental of real estate properties located in Portsmouth, Rhode Island, and Newport, Rhode Island, as of 10/15/2012, 1% of time spent during business hours, not conducted at branch, not investment related. 4. Co-owner, BOC, LLC; entity providing funding to Aquidneck Country Club; Located at Portsmouth, RI; as of 01/11/2019; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Secretary and Treasurer; Aquidneck Country Club, Located at 125 Corys Ln, Portsmouth RI, 02871, as of 1/11/2019; Approximately 1% of time spent during business hours; Not conducted at branch location; Not investment related. 6. Owner JHH Realty, LLC, an entity created for the purpose of owning real estate in Portsmouth, RI; as of 11/21/2023; 0% of time spent during business hours; Not conducted at branch; Investment related. 7. Blackpoint Financial, Inc located at 2 Corporate Place Middletown RI 02842. investment related. President as of 12/1999.Business has written insurance business and collects commissions and renewals. Approximately 1 hour per week of time not during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Holden Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2025 - Present
TRANSCEND CAPITAL ADVISORS, LLC
Office #1: 821 5th Avenue South Suite 102, Naples, FL 34102Office #2: 2 Corporate Place, Middletown, RI 02842RIA
CRD#: 299723
NAPLES, FL
Past
April 10, 2024 - October 24, 2025
BLACK POINT WEALTH MANAGEMENT
RIA
CRD#: 329358
NAPLES, FL
Past
January 1, 2001 - May 1, 2024
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
MIDDLETOWN, RI
Past
December 10, 1999 - May 1, 2024
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
MIDDLETOWN, RI
Past
June 19, 1995 - December 22, 1999
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
August 22, 1989 - July 14, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
August 22, 1989 - July 14, 1995
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRANSCEND CAPITAL ADVISORS, LLC
TRANSCEND CAPITAL ADVISORS, LLC | TRANSCEND WEALTH COLLECTIVE, LLC
CRD#: 299723 / SEC#: 801-114435
RIA
Registered Investment Advisory firm - (12/12/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/30/2025)
IAR
Rhode Island(1/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TC
TRANSCEND CAPITAL ADVISORS, LLC
TRANSCEND CAPITAL ADVISORS, LLC | TRANSCEND WEALTH COLLECTIVE, LLC
CRD#: 299723 / SEC#: 801-114435
RIA
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Contact information
Main Address
7 Giralda Farms Suite 300, Madison, NJ 07940
Mailing Address
Phone number
(973) 370-3203
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,003 |
| AUM (Assets Under Management) | $ 3,099,629,575 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/17/2025 | ||
| 01/26/2024 | ||
| 11/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
