Laura D. Lewis
Professional summary
Laura Danielle Lewis is a registered financial professional currently at LRB PUBLIC FINANCE ADVISORS, INC. located in Salt Lake City, Utah.
Laura is registered as a RR (Registered Representative) and started their career in finance in 1990. Laura has worked at 3 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 50, Series 7, Series 14, Series 54, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Danielle Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 1996 - Present
LRB PUBLIC FINANCE ADVISORS, INC.
Office #1: 41 N. Rio Grande, Suite 101, Salt Lake City, UT 84101Office #2: 41 N. Rio Grande Suite 101, Salt Lake City, UT 84101September 4, 1990 - July 18, 1995
WELLS FARGO CLEARING SERVICES, LLC
January 1, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2024)
(12/20/2021)
(1/21/2014)
(1/21/2014)
(2/29/2024)
(1/21/2014)
(2/27/2024)
(9/30/1996)
(1/21/2014)
(1/21/2014)
(1/21/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
LRB PUBLIC FINANCE ADVISORS, INC.
CRD#: 39119 / SEC#: , 8-48547
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
LRB PUBLIC FINANCE ADVISORS, INC.
CRD#: 39119Salt Lake City, UT 84101TRUST BUT VERIFY
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