KB
Kris R. Bruning
MUTUAL OF OMAHA INVESTOR SERVICES
Greeley, CO 80634
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CRD#: 1957039
KB
Professional summary
Kris Randall Bruning is a registered financial professional currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Greeley, Colorado.
Kris is registered as a RR (Registered Representative) and started their career in finance in 1989. Kris has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kris Randall Bruning's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 1989 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: 2030 35th Ave. Suite A1, Greeley, CO 80634RIA
BD
CRD#: 611
Greeley, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/24/2010)
RR
Arkansas(10/10/2019)
RR
California(4/13/2018)
RR
Colorado(6/27/1989)
RR
Florida(4/13/2016)
RR
Idaho(1/4/2024)
RR
Illinois(10/5/2021)
RR
Iowa(4/15/2025)
RR
Kansas(9/28/2005)
RR
Kentucky(6/2/2022)
RR
Louisiana(10/21/2019)
RR
Minnesota(9/28/2011)
RR
Mississippi(2/21/2024)
RR
Missouri(10/10/2018)
RR
Montana(10/16/2019)
RR
Nebraska(2/8/1991)
RR
Nevada(7/2/2021)
RR
New York(4/15/2025)
RR
North Carolina(6/2/2022)
RR
Ohio(9/22/2022)
RR
Oklahoma(3/3/2014)
RR
Pennsylvania(1/7/2010)
RR
Texas(4/13/2017)
RR
Utah(7/12/2017)
RR
Washington(11/6/2020)
RR
Wyoming(2/8/1999)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Mailing Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Phone number
(402) 351-3102
Established
Nebraska since 09/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
277
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611Greeley, CO 80634TRUST BUT VERIFY
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