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GS

Glenn H. Sanoff

Some features on this profile are disabled
CRD#: 1956989
GS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Glenn Howard Sanoff was a registered financial professional .

Glenn is a previously registered financial professional and started their career in finance in 1989. Glenn had worked at 9 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 13, 2005 - December 20, 2013

HALLMARK INVESTMENTS, INC.

BD
CRD#: 135003
NEW YORK, NY
Past

August 22, 2003 - November 8, 2005

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

October 22, 2001 - September 18, 2003

SPENCER CLARKE LLC

BD
CRD#: 41316
NORTH MIAMI, FL
Past

July 7, 1998 - October 22, 2001

KAUFMAN BROS., L.P.

BD
CRD#: 37909
NEW YORK, NY
Past

December 16, 1997 - May 29, 1998

JWGENESIS SECURITIES, INC.

BD
CRD#: 33832
BOCA RATON, FL
Past

October 17, 1996 - November 19, 1997

HAMPSHIRE SECURITIES CORPORATION

BD
CRD#: 19725
NEW YORK, NY
Past

September 21, 1995 - October 1, 1996

AMERICORP SECURITIES, INC.

BD
CRD#: 30405
NEW YORK, NY
Past

June 21, 1993 - September 29, 1995

T.R. WINSTON & COMPANY, LLC

BD
CRD#: 10571
BEDMINSTER, NJ
Past

September 20, 1989 - June 25, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/1/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/1989
General Securities Representative Examination

Current Firm

HI
HALLMARK INVESTMENTS, INC.
HALLMARK INVESTMENTS, INC.

CRD#: 135003 / SEC#: , 8-66881

BD
Terminated by SEC on 11/10/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/26/2002
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
HALLMARK INVESTMENTS HOLDING CORPORATIONOWNER
DASH, STEVEN GARYCEO2438498

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HALLMARK INVESTMENTS, INC.

CRD#: 135003

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