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Luther Allen Hanson

CRD# 1956960·Registered 1989 - 2001
Previously Registered: Being a previously registered professional could mean that Luther is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Luther Allen Hanson was a registered financial advisor. Luther was a previously registered financial professional and started their career in finance 1989 - 2001. Luther had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

MEDALLION EQUITIES, INC.·CRD# 43399
BD
Marietta, GA
May 14, 1999 - December 18, 2001
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
January 31, 1997 - May 17, 1999
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
March 8, 1995 - January 31, 1997
MARINER FINANCIAL SERVICES, INC.·CRD# 8292
BD
Largo, FL
January 14, 1993 - February 22, 1995
WASHINGTON INVESTMENT CORPORATION·CRD# 25727
BD
Washington, DC
July 15, 1991 - January 27, 1993
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
June 28, 1989 - July 2, 1991

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Current Firm

ME
MEDALLION EQUITIES, INC.

MEDALLION EQUITIES, INC.

CRD#: 43399 / SEC#: 8-50258
BD
Terminated by SEC on 03/08/2003

Contact Information

Established

Michigan since 02/11/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CORNISH, GARRY ALBERTSECRETARY, TREASURER1292257
LAMARSH, PAMELA SUEPRESIDENT, CEO, COMPLIANCE OFFICER1002274
SULLIVAN, ROBERT GRANVILLESHARE HOLDER1111476
NORAGON, HEATHER ANNECFO4447263
SORENSEN, HENRY ROYALMUNICIPAL PRINCIPLE874423
SULLIVAN, TIMOTHY ROYOPTIONS PRINCIPLE3103906

Disclosures

Regulatory Event

1

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1989About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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