Mary Ann Blackburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Ann Blackburn, who also goes by Mar Blackburn, Mary Ann Blackburn, Mary Blackburn, Maryann Blackburn, Mary Greenway, Mary Ann Blackburn Greenway, was a registered financial professional .
Mary Ann is a previously registered financial professional and started their career in finance in 1990. Mary Ann had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2015 - December 13, 2024
NORTHWEST INVESTMENT ADVISORS, INC.
November 29, 2012 - February 15, 2013
ASCENDIANT CAPITAL MARKETS, LLC
February 23, 2010 - December 13, 2010
DEMPSEY LORD SMITH, LLC
January 27, 2005 - August 7, 2008
THE STRATEGIC FINANCIAL ALLIANCE, INC.
January 1, 2004 - May 19, 2004
CETERA ADVISORS LLC
October 20, 2000 - January 1, 2004
IFG NETWORK SECURITIES, INC.
April 18, 1999 - July 19, 1999
NATIONAL PLANNING CORPORATION
September 5, 1996 - April 9, 1999
IFG NETWORK SECURITIES, INC.
April 25, 1990 - July 26, 1996
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHWEST INVESTMENT ADVISORS, INC.
CRD#: 109737 / SEC#: , 8-65282
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRUBB, SEAN MICHAEL | PRESIDENT/SECRETARY/CCO/CFO | 4110305 |
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 35,259,644 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
