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Henrik Der Sahakian

DV EQUITIES
Chicago, IL 60605
Some features on this profile are disabled
CRD#: 1956414
HD

Professional summary


Henrik Der Sahakian, who also goes by Henrik Dersahakian, Henrik Dersaharian, is a registered financial professional currently at DV EQUITIES located in Chicago, Illinois.

Henrik is registered as a RR (Registered Representative) and started their career in finance in 1989. Henrik has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Henrik Dersahakian | Henrik Dersaharian

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Henrik Der Sahakian's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 12, 2022 - Present

DV EQUITIES

Office #1: 425 S. Financial Place Suite 2800, Chicago, IL 60605
BD
CRD#: 312688
Chicago, IL
Past

August 19, 2002 - July 30, 2020

RONIN CAPITAL, LLC

BD
CRD#: 118428
CHICAGO, IL
Past

May 14, 1998 - January 30, 2002

TD PROFESSIONAL EXECUTION, INC.

BD
CRD#: 37554
CHICAGO, IL
Past

November 8, 1997 - April 20, 1998

KNIGHT CAPITAL MARKETS LLC

BD
CRD#: 38379
PURCHASE, NY
Past

May 22, 1995 - November 8, 1997

TRADETECH SECURITIES L.P.

BD
CRD#: 31131
CHICAGO, IL
Past

October 12, 1994 - March 28, 1995

WEST AMERICA SECURITIES CORP

BD
CRD#: 35035
LAS VEGAS, NV
Past

November 24, 1993 - June 27, 1994

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

February 27, 1992 - November 10, 1993

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

February 5, 1991 - October 11, 1991

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

June 20, 1989 - February 8, 1991

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/17/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/11/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


DE
DV EQUITIES
DV EQUITIES | DV SECURITIES II, LLC | DV EQUITIES, LLC

CRD#: 312688 / SEC#: , 8-70659

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
425 S. Financial Place Suite 2800, Chicago, IL 60605
Mailing Address
425 S. Financial Place Suite 2800, Chicago, IL 60605
Phone number
(312) 837-0649
Established
Delaware since 12/09/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
DV GROUP, LLCMEMBER
CARLINO, ERIC JAMESDIRECTOR OF FIXED INCOME/TRADING PRINCIPAL2898311
HORGAN, RICHARD JOHNCHIEF FINANCIAL OFFICER6697860
KATZ, SHIFRACHIEF COMPLIANCE OFFICER7166902

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DV EQUITIES

CRD#: 312688Chicago, IL 60605

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