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Henrik Der Sahakian

DV EQUITIES
CHICAGO, IL
·CRD# 1956414·37 years experience

Professional Summary

Henrik Der Sahakian, who also goes by Henrik Dersahakian, Henrik Dersaharian, is a registered financial advisor currently at DV EQUITIES located in Chicago, Illinois. Henrik is registered as a RR (Registered Representative) and started their career in finance in 1989. Henrik has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Henrik Dersahakian, Henrik Dersaharian

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

Current

DV EQUITIESCurrent·CRD# 312688
BD
425 S. Financial Place Suite 2800, Chicago, IL 60605
May 12, 2022 - Present

Past

RONIN CAPITAL, LLCPast·CRD# 118428
BD
Chicago, IL
August 19, 2002 - July 30, 2020
TD PROFESSIONAL EXECUTION, INC.Past·CRD# 37554
BD
Chicago, IL
May 14, 1998 - January 30, 2002
KNIGHT CAPITAL MARKETS LLCPast·CRD# 38379
BD
Purchase, NY
November 8, 1997 - April 20, 1998
TRADETECH SECURITIES L.P.Past·CRD# 31131
BD
Chicago, IL
May 22, 1995 - November 8, 1997
WEST AMERICA SECURITIES CORPPast·CRD# 35035
BD
Las Vegas, NV
October 12, 1994 - March 28, 1995
SCHONFELD SECURITIES, LLCPast·CRD# 23304
BD
Jericho, NY
November 24, 1993 - June 27, 1994
CANTOR FITZGERALD & CO.Past·CRD# 134
BD
New York, NY
February 27, 1992 - November 10, 1993
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
February 5, 1991 - October 11, 1991
INTERFIRST CAPITAL CORPORATIONPast·CRD# 7659
BD
Los Angeles, CA
June 20, 1989 - February 8, 1991

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Current Firm

DE
DV EQUITIES

DV EQUITIES | DV SECURITIES II, LLC | DV EQUITIES, LLC

CRD#: 312688 / SEC#: 8-70659
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Mailing Address

425 S. Financial Place Suite 2800, Chicago, IL 60605

Phone Number

(312) 837-0649

Established

Delaware since 12/09/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DV GROUP, LLCMEMBER—
CARLINO, ERIC JAMESDIRECTOR OF FIXED INCOME/TRADING PRINCIPAL2898311
KATZ, SHIFRACHIEF COMPLIANCE OFFICER7166902
MEHTA, AMANCHIEF FINANCIAL OFFICER7306797

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1991About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 3 — National Commodity Futures Examination

Passed Feb 1991About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1989About the Series 7 exam
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Henrik Der Sahakian's CRS (Customer Relationship Summary).

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