Dennis M. Dinsmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Michael Dinsmore, who also goes by Dennis Dinsmore, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1989. Dennis had worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2015 - August 28, 2018
AMERITAS INVESTMENT COMPANY, LLC
August 18, 2015 - August 28, 2018
AMERITAS INVESTMENT COMPANY, LLC
February 27, 2015 - July 30, 2015
ALLSTATE FINANCIAL ADVISORS, LLC
November 7, 2014 - July 30, 2015
ALLSTATE FINANCIAL SERVICES, LLC
September 7, 2006 - November 13, 2014
AMERITAS INVESTMENT COMPANY, LLC
September 6, 2006 - November 13, 2014
AMERITAS INVESTMENT COMPANY, LLC
April 24, 2006 - May 15, 2006
CETERA INVESTMENT ADVISERS LLC
April 24, 2006 - May 15, 2006
CETERA FINANCIAL SPECIALISTS LLC
April 22, 2005 - April 26, 2006
MML INVESTORS SERVICES, LLC
September 15, 2004 - April 26, 2006
MML INVESTORS SERVICES, LLC
June 13, 2002 - September 23, 2004
C.J.M. ASSET MANAGEMENT, LLC
May 13, 2002 - September 23, 2004
C. J. M. PLANNING CORP.
May 7, 2001 - September 6, 2001
BNY MELLON SECURITIES CORPORATION
November 21, 2000 - March 29, 2001
UBS FINANCIAL SERVICES INC.
June 15, 2000 - November 9, 2000
NEW ENGLAND SECURITIES
June 15, 1989 - October 31, 1989
REICH & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
