Jesse F. Goins

SALEM INVESTMENT COUNSELORS

Winston Salem, NC 27103

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CRD#: 1956268

Professional summary

Jesse Franklin Goins III, who also goes by Ted Goins III, is a registered financial advisor currently at SALEM INVESTMENT COUNSELORS INC located in Winston Salem, North Carolina.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Jesse has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Goins Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Franklin Goins III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2007 - Present

SALEM INVESTMENT COUNSELORS INC

Office #1: 480 Shepherd Street, Winston Salem, NC 27103

RIA

CRD#: 104855

Winston Salem, NC

Past

February 9, 2007 - August 6, 2007

THOMPSON DAVIS & CO., INC.

RIA

CRD#: 41353

WINSTON-SALEM, NC

Past

July 11, 2002 - August 6, 2007

THOMPSON DAVIS & CO., INC.

CRD#: 41353

WINSTON-SALEM, NC

Past

April 15, 2002 - July 11, 2002

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

RICHMOND, VA

Past

March 9, 2002 - July 11, 2002

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 28, 2001 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

February 18, 2000 - March 28, 2001

BRANCH, CABELL & CO., INC.

CRD#: 6820

RICHMOND, VA

Past

May 5, 1999 - February 23, 2000

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

August 21, 1995 - May 5, 1999

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Past

May 3, 1991 - August 21, 1995

BRANCH, CABELL & CO., INC.

CRD#: 6820

RICHMOND, VA

Past

July 19, 1989 - March 20, 1990

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SALEM INVESTMENT COUNSELORS INC

CRD#: 104855 / SEC#: 801-14487

RIA

Registered Investment Advisory firm - (4/2/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/15/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/13/2006

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/30/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/15/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/10/2002

General Securities Principal Examination

Current Firm

SALEM INVESTMENT COUNSELORS INC

CRD#: 104855 / SEC#: 801-14487

RIA

Registered Investment Advisory firm - (4/2/1979 Approved)

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Contact information

Main Address

480 Shepherd Street, Winston Salem, NC 27103

Mailing Address

Phone number

(336) 768-7230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SALEM INVESTMENT COUNSELORS, INC. (3/25/2025)

Regulatory assets under management

Total Number of Accounts	3,064
AUM (Assets Under Management)	$ 3,844,773,011

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/26/2025	Cover Page	Report
10/01/2024	Cover Page	Report
09/23/2024	Cover Page	Report
10/25/2023	Cover Page	Report
11/10/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jesse F. Goins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Franklin Goins III's CRS (Customer Relationship Summary).

Certified licenses

Experience

THOMPSON DAVIS & CO., INC.

THOMPSON DAVIS & CO., INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

BRANCH, CABELL & CO., INC.

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, INC.

BRANCH, CABELL & CO., INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

SALEM INVESTMENT COUNSELORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/13/2006

Series 65

Date: 7/30/1998

Series 63

Date: 8/4/1989

Series 7

Date: 7/15/1989

Series 24

Date: 12/10/2002

Current Firm

SALEM INVESTMENT COUNSELORS INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SALEM INVESTMENT COUNSELORS INC

TRUST BUT VERIFY

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