Robert D. Peatman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dale Peatman, who also goes by Bob Peatman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - March 2, 2019
ARK GLOBAL, LLC
June 20, 2018 - March 2, 2019
ARK GLOBAL, LLC
September 8, 2015 - March 23, 2018
BEAUMONT FINANCIAL PARTNERS LLC
August 8, 2012 - October 10, 2014
INNOVATION PARTNERS LLC
October 18, 2011 - August 8, 2012
COMPASS SECURITIES CORPORATION
September 1, 2008 - April 15, 2010
QUASAR DISTRIBUTORS, LLC
September 10, 1999 - December 31, 2001
MOORS & CABOT, INC.
October 27, 1995 - October 2, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
February 27, 1992 - November 1, 1995
MONY SECURITIES CORPORATION
August 29, 1989 - December 8, 1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
August 29, 1989 - December 8, 1989
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARK GLOBAL, LLC
CRD#: 172684 / SEC#: , 8-69520
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DISTANTE, HEIDI T | LIMITED PARTNER | |
| IMPACTU INVESTMENTS LLC | MANAGEMENT COMPANY | |
| MURPHY, SANDRA POWERS | OSJ MANAGER | 2280973 |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Red Flags
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