Lowell S. Thomas

SOUTH SHORE CAPITAL ADVISORS

Cohasset, MA 02025-1715

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CRD#: 1956210

Professional summary

Lowell Shumway Thomas III, who also goes by Lowell Shumway Thomas, is a registered financial advisor currently at SOUTH SHORE CAPITAL ADVISORS, LLC located in Cohasset, Massachusetts.

Lowell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Lowell has worked at 5 firms and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lowell Shumway Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lowell Shumway Thomas III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2008 - Present

SOUTH SHORE CAPITAL ADVISORS, LLC

Office #1: 115 Ripley Road Unit 1, Cohasset, MA 02025-1715

RIA

CRD#: 142915

Cohasset, MA

Past

May 1, 2000 - April 14, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 24, 1996 - May 1, 2000

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Past

October 23, 1995 - March 8, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 25, 1993 - January 29, 1996

SMITH NEW COURT, INC.

CRD#: 10510

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUTH SHORE CAPITAL ADVISORS, LLC

SOUTH SHORE CAPITAL ADVISORS, LLC | SOUTH SHORE STRUCTURED PRODUCTS, LLC

CRD#: 142915 / SEC#: 801-96332

RIA

Registered Investment Advisory firm - (6/1/2015 Approved)

Florida

Registered Investment Advisory firm - (6/10/2015 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/10/2015 Terminated)

New York

Registered Investment Advisory firm - (6/10/2015 Terminated)

Rhode Island

Registered Investment Advisory firm - (6/10/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/28/2008)

IAR

Rhode Island
(10/28/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/17/1996

Uniform Securities Agent State Law Examination

Current Firm

SOUTH SHORE CAPITAL ADVISORS, LLC

SOUTH SHORE CAPITAL ADVISORS, LLC | SOUTH SHORE STRUCTURED PRODUCTS, LLC

CRD#: 142915 / SEC#: 801-96332

RIA

Registered Investment Advisory firm - (6/1/2015 Approved)

Florida

Registered Investment Advisory firm - (6/10/2015 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/10/2015 Terminated)

New York

Registered Investment Advisory firm - (6/10/2015 Terminated)

Rhode Island

Registered Investment Advisory firm - (6/10/2015 Terminated)

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Contact information

Main Address

115 Ripley Road Unit 1, Cohasset, MA 02025-1715

Mailing Address

Phone number

(781) 740-9310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOUTH SHORE CAPITAL ADVISORS ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	249
AUM (Assets Under Management)	$ 226,110,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lowell S. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lowell Shumway Thomas III's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTH SHORE CAPITAL ADVISORS, LLC

CITIGROUP GLOBAL MARKETS INC.

SCHRODER & CO. INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SMITH NEW COURT, INC.

Primary Firm SEC Registration

SOUTH SHORE CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/1996

Current Firm

SOUTH SHORE CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUTH SHORE CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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