Judy R. Stinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judy Register Stinson, who also goes by Judy Gail Register Miss, was a registered financial professional .
Judy is a previously registered financial professional and started their career in finance in 1989. Judy had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2014 - February 5, 2016
GRADIENT ADVISORS, LLC
August 27, 2014 - October 27, 2014
INSTITUTE FOR WEALTH ADVISORS, INC.
June 2, 2008 - August 28, 2014
PEAK AMERICAN INVESTMENT ADVISORS, INC.
September 30, 1998 - July 12, 2000
INVEST FINANCIAL CORPORATION
June 13, 1995 - January 6, 1997
TRANS FINANCIAL INVESTMENT SERVICES, INC.
August 22, 1989 - June 16, 1995
J.C. BRADFORD & CO.
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
