Peter J. Latour
Professional summary
Peter James Latour, who also goes by Pete Latour, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in Irvine, California.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter James Latour's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2015 - Present
PATRICK CAPITAL MARKETS, LLC
September 23, 2013 - May 13, 2015
NEW CENTURY CAPITAL PARTNERS, INC.
January 4, 2011 - October 24, 2011
B. RILEY & CO., LLC
January 15, 2008 - April 7, 2009
EQUITABLE ADVISORS, LLC
January 15, 2008 - April 7, 2009
EQUITABLE ADVISORS, LLC
August 30, 2006 - January 17, 2008
UBS FINANCIAL SERVICES INC.
July 21, 2006 - January 17, 2008
UBS FINANCIAL SERVICES INC.
March 22, 2004 - January 10, 2006
ROTH CAPITAL PARTNERS, LLC
June 18, 2003 - March 25, 2004
UPHOLD SECURITIES INC.
July 14, 1999 - October 12, 2001
COMMONWEALTH ASSOCIATES
February 13, 1995 - June 30, 1999
FIRST UNION CAPITAL MARKETS CORP.
June 4, 1993 - February 1, 1995
COMMONWEALTH ASSOCIATES
February 7, 1992 - April 2, 1993
EQUITABLE DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2015)
(7/29/2022)
Exams
FINRA
Current Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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