Alan Brian Larsen
Professional Summary
Alan Brian Larsen is a registered financial advisor currently at ULTIMUS FUND DISTRIBUTORS, LLC located in Cincinnati, Ohio. Alan is registered as a RR (Registered Representative) and started their career in finance in 1992. Alan has worked at 2 firms and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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CAPITAL ADVISORY SERVICES, LLC
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ULTIMUS FUND DISTRIBUTORS, LLC
Contact Information
Main Address
225 Pictoria Drive Suite 450, Cincinnati, OH 45246Mailing Address
225 Pictoria Drive Suite 450, Cincinnati, OH 45246Phone Number
(513) 587-3400Established
Ohio since 05/31/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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CAPITAL ADVISORY SERVICES, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1992About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2020About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alan Brian Larsen's CRS (Customer Relationship Summary).
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