Thomas Patrick Maiden Jr
CFP®Professional Summary
Thomas Patrick Maiden JR, CFP®, who also goes by Thomas Patrick Maiden, Tommy Maiden, is a registered financial advisor currently at MISSION: ADVICE located in Shepherdstown, West Virginia. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Patrick Maiden, Tommy Maiden
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
ADVICE:MISSION LLC | MISSION:ADVICE LLC | MISSION:ADVICE | MISSION: ADVICE | MISSION ADVICE LLC | INVESTMENT OUTFITTERS LLC | INVESTMENT OUTFITTERS
Contact Information
Main Address
7866 Martinsburg Pike, Shepherdstown, WV 25443-4791Phone Number
(304) 870-4200# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
10AUM (Assets Under Management)
$2,846,307Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/28/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1989About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jul 2006About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Patrick Maiden JR's CRS (Customer Relationship Summary).
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