Thomas P. Maiden

MISSION: ADVICE

Shepherdstown, WV 25443-4791

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CRD#: 1955506

Professional summary

Thomas Patrick Maiden JR, CFP®, who also goes by Thomas Patrick Maiden, Tommy Maiden, is a registered financial advisor currently at MISSION: ADVICE located in Shepherdstown, West Virginia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Patrick Maiden | Tommy Maiden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Commanding Officer of Navy Reserve United States Africa Command J2 - a 70-member Naval Intelligence

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Maiden JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

February 28, 2019 - Present

MISSION: ADVICE

Office #1: 7866 Martinsburg Pike, Shepherdstown, WV 25443-4791

RIA

CRD#: 300473

Shepherdstown, WV

Past

June 28, 2007 - March 27, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

MARTINSBURG, WV

Past

February 16, 2007 - March 27, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

MARTINSBURG, WV

Past

July 28, 1992 - December 19, 2007

NATIONWIDE SECURITIES, LLC

CRD#: 11173

SHEPHERDSTOWN, WV

Past

June 12, 1989 - December 5, 1991

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

June 12, 1989 - December 5, 1991

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

West Virginia
(2/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/13/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/9/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/1/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MISSION: ADVICE

CRD#: 300473 / SEC#:

West Virginia

Registered Investment Advisory firm - (2/28/2019 Approved)

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Contact information

Main Address

7866 Martinsburg Pike, Shepherdstown, WV 25443-4791

Mailing Address

Phone number

(304) 870-4200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 2,846,307

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas P. Maiden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Maiden JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSION: ADVICE

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

NATIONWIDE SECURITIES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2007

Series 63

Date: 7/13/1989

Series 6

Date: 6/9/1989

Series 26

Date: 7/1/2006

Current Firm

MISSION: ADVICE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MISSION: ADVICE

TRUST BUT VERIFY

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