Edmund R. Lehmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmund R Lehmann, who also goes by Ed Lehmann, Edmund Richard Lehmann, was a registered financial professional .
Edmund is a previously registered financial professional and started their career in finance in 1989. Edmund had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2007 - November 13, 2012
NEAL FINANCIAL GROUP, L.P.
January 26, 2007 - June 5, 2012
LPL FINANCIAL LLC
January 26, 2007 - June 5, 2012
LPL FINANCIAL LLC
November 10, 2000 - January 17, 2007
UBS FINANCIAL SERVICES INC.
November 10, 2000 - January 17, 2007
UBS FINANCIAL SERVICES INC.
July 24, 1998 - November 14, 2000
PRUDENTIAL EQUITY GROUP, LLC
August 2, 1989 - July 29, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 20, 1989 - August 7, 1989
ARAGON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEAL FINANCIAL GROUP, L.P.
CRD#: 124112 / SEC#:
Contact information
Red Flags
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