Eric C. Chung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Changyon Chung, who also goes by Chang Chung, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1989. Eric had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2011 - March 31, 2016
AVATAR SECURITIES, LLC
April 1, 2008 - August 1, 2008
OFFMAN SECURITIES, LLC
January 16, 1998 - April 22, 1998
PERSHING LLC
May 20, 1996 - June 30, 1997
BARCLAYS CAPITAL INC.
December 2, 1993 - February 21, 1996
J.P. MORGAN SECURITIES LLC
October 2, 1990 - December 3, 1993
CIBC WORLD MARKETS CORP.
February 15, 1990 - August 28, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 26, 1989 - February 22, 1990
GROSSMAN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
