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BJ

Barry P. Julien

F/M INVESTMENTS LLC
LOS ANGELES, CA 90067
Some features on this profile are disabled
CRD#: 1955144
BJ

Professional summary

Barry Philip Julien is a registered financial advisor currently at F/M INVESTMENTS LLC located in Los Angeles, California and OAKHURST CAPITAL ADVISORS, LLC located in Los Angeles, California.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Barry has worked at 7 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Philip Julien's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 23, 2020 - Present

F/M INVESTMENTS LLC

Office #1: 1875 Century Park East Suite 950, Los Angeles, CA 90067
RIA
CRD#: 304405
LOS ANGELES, CA
Current

January 20, 2021 - Present

OAKHURST CAPITAL ADVISORS, LLC

Office #1: 1875 Century Park East Suite 880, Los Angeles, CA 90067
RIA
CRD#: 311802
Los Angeles, CA
Past

January 6, 2021 - April 3, 2025

LIDO

RIA
CRD#: 269866
LOS ANGELES, CA
Past

May 6, 2010 - December 4, 2020

FIRST WESTERN CAPITAL MANAGEMENT COMPANY

RIA
CRD#: 152982
LOS ANGELES, CA
Past

September 24, 2009 - May 19, 2010

FIRST WESTERN INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 128013
LOS ANGELES, CA
Past

March 30, 2005 - August 6, 2009

STONEBRIDGE CAPITAL MANAGEMENT INC

RIA
CRD#: 106073
LOS ANGELES, CA
Past

May 18, 1989 - February 2, 1994

CITICORP SECURITIES, INC.

BD
CRD#: 7474

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
F/M INVESTMENTS LLC
F/M INVESTMENTS LLC | OAKHURST CAPITAL ADVISORS LLC | NORTH SLOPE CAPITAL LLC | INTEGRATED ALPHA INVESTMENTS LLC | GENOA ASSET MANAGEMENT LLC

CRD#: 304405 / SEC#: 801-116853

RIA
Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/23/2020)
IAR
District of Columbia
(3/23/2021)

Exams

General Industry/Product Exam
RR
Series 7
Date: 8/19/1989
General Securities Representative Examination

Current Firm

FI
F/M INVESTMENTS LLC
F/M INVESTMENTS LLC | OAKHURST CAPITAL ADVISORS LLC | NORTH SLOPE CAPITAL LLC | INTEGRATED ALPHA INVESTMENTS LLC | GENOA ASSET MANAGEMENT LLC

CRD#: 304405 / SEC#: 801-116853

RIA
Registered Investment Advisory firm - (6/28/2019 Approved)
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Contact information

Main Address
3050 K. St Nw Suite 201, Washington, DC 20007
Mailing Address
Phone number
(202) 839-4910
Established
Firm type
Fiscal year end
# of Employees
70

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FMI FORM ADV PART 2A 03.31.2025 (4/1/2025)

Regulatory assets under management

Total Number of Accounts4,480
AUM (Assets Under Management)$ 16,899,434,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

F/M INVESTMENTS LLC

CRD#: 304405Los Angeles, CA 90067

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