Andrew F. Cashiola
Professional summary
Andrew Francis Cashiola, who also goes by Andrew F Cashiola, Andrew Francis Cashiola, Andy Cashiola, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Houston, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Andrew has worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Francis Cashiola's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Francis Cashiola's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2026 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 5701 Woodway Drive #330, Houston, TX 77057January 21, 2026 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 5701 Woodway Drive #330, Houston, TX 77057November 3, 2019 - January 27, 2026
MORGAN STANLEY
November 2, 2019 - January 27, 2026
MORGAN STANLEY
April 16, 2018 - January 7, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 29, 2018 - January 7, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 22, 2013 - March 21, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
January 22, 2013 - March 21, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
August 30, 2011 - January 22, 2013
HILLTOP SECURITIES INC.
August 30, 2011 - January 22, 2013
HILLTOP SECURITIES INC.
June 7, 2011 - July 22, 2011
BIC DISTRIBUTORS, LLC
March 19, 2007 - June 2, 2011
MORGAN KEEGAN & COMPANY, LLC
March 19, 2007 - June 2, 2011
MORGAN KEEGAN & COMPANY, LLC
January 16, 2004 - February 20, 2007
UBS FINANCIAL SERVICES INC.
August 31, 1999 - February 20, 2007
UBS FINANCIAL SERVICES INC.
October 22, 1997 - November 9, 1998
AMHERST SECURITIES GROUP, L.P.
November 6, 1995 - December 9, 1996
AMHERST SECURITIES GROUP, L.P.
May 15, 1995 - November 13, 1995
LEGG MASON WOOD WALKER, INCORPORATED
August 23, 1994 - May 18, 1995
WESTCAP SECURITIES, L.P.
January 20, 1993 - August 22, 1994
GOVERNMENT SECURITIES CORPORATION
January 19, 1993 - August 22, 1994
GSC SECURITIES, INC.
December 19, 1991 - January 22, 1993
UBS FINANCIAL SERVICES INC.
May 25, 1990 - January 2, 1992
GSC SECURITIES, INC.
May 23, 1989 - January 2, 1992
GOVERNMENT SECURITIES CORPORATION
Primary Firm SEC Registration
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717 / SEC#: 801-62667, 8-22870
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2026)
(1/21/2026)
Exams
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717 / SEC#: 801-62667, 8-22870
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 54,951 |
| AUM (Assets Under Management) | $ 12,925,435,801 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
