JC
Joseph A. Chertudi
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CRD#: 1955055
JC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Andres Chertudi, CFP®, who also goes by Jose Andres Chertudi, Joseba Chertudi, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1989. Joseph had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jose Andres Chertudi | Joseba Chertudi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**ARBOR POINT ADVISORS POSITION: Advisor NATURE: Arbor Point Advisors Broker/Dealer and RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 11/09/2020 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128, United States DESCRIPTION: RIA Investment advisory and B/D commission business **ARBITER SPORTS POSITION: Soccer official NATURE: Soccer Referee for clubs, high schools and adult teams through Arbiter Sports INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1990 ADDRESS: 235 W Sego Lily Dr., Suite 200, Sandy UT 84070, United States DESCRIPTION: Soccer Referee for clubs, high schools and adult teams through Arbiter Sports **PRUDENTIAL ANNUITIES POSITION: Advisor/Agent NATURE: Variable Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2000 ADDRESS: One Corporate Drive, Shelton CT 06484, United States DESCRIPTION: Variable Annuities **NATIONWIDE ADVISORY POSITION: Advisor/Agent NATURE: Variable Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2019 ADDRESS: 10350 Ormsby Park Place, Louisville KY 40223, United States DESCRIPTION: Variable Annuities **ECHELON GROUP POSITION: Advisor NATURE: I am an employee of Echelon Group: a company providing RIA representative advisory services and B/D representative services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2013 ADDRESS: 405 W Myrtle St, Boise ID 83702, United States DESCRIPTION: As an employee, I assist Donald Reiman's individual and retirement plan clients with advisory and consulting services.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
November 6, 2020 - August 1, 2022
ARBOR POINT ADVISORS
RIA
CRD#: 165127
BOISE, ID
Past
November 6, 2020 - August 1, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BOISE, ID
Past
February 15, 2011 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
BOISE, ID
Past
May 4, 2000 - November 16, 2011
ECHELON GROUP
RIA
CRD#: 119339
BOISE, ID
Past
January 10, 1996 - December 31, 2005
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
BOISE, ID
Past
December 1, 1995 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
BOISE, ID
Past
December 17, 1993 - December 8, 1995
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
June 20, 1989 - December 22, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AP
ARBOR POINT ADVISORS
2020 WEALTH MANAGEMENT GROUP | WOOLFREY FINANCIAL CONSULTING | WISE RETIREMENT STRATEGIES 100 | WEALTHMINT | WARNKE FINANCIAL SERVICES | WALL FINANCIAL | VIAQUEST FINANCIAL GROUP | TRUE ALTITUDE WEALTH MANAGEMENT | TRIDEA ADVISORS | THE O`HAGAN GROUP | THE HART GROUP | TETRALOGY FINANCIAL PLANNING GROUP | SYNTEGRA PRIVATE WEALTH GROUP | SYKTICH FINANCIAL, LLC | SUMNER FINANCIAL | STRICKLER AND MOORMEIER | STORM FISCHER INVESTMENT GROUP | SLADKO ASSET MANAGEMENT | SECURE FINANCIAL CORP | SCOUT ASSET MANAGEMENT | SCHROEDER WEALTH ADVISORS | SABRE FINANCIAL SERVICES | RIVER ROCK WEALTH ADVISORY | RED CEDAR WEALTH ADVISORS | RED CEDAR WEALTH | RD FINANCIAL | QUANTUM PARTNERS, LLC | PROCEL FINANCIAL | PRESTIGE WEALTH MANAGEMENT | PREMIER WEALTH MANAGEMENT GROUP | PINNACLE ASCENT WEALTH MANAGEMENT | PILLAR FINANCIAL ADVISORS | PIERSON FINANCIAL GROUP | PADDEN FINANCIAL SERVICES | ONMARK ASSET MANAGEMENT | NW INVESTMENT AND RETIREMENT GROUP | NORTHWEST INVESTMENT & RETIREMENT GROUP | NORTHWEST CAPITAL | NIEMI FINANCIAL SERVICES | MICHIGAN 4N/A1K COUNSULTANTS | MFR | MAYBURY FINANCIAL | MA FINANCIAL PLANNING | LION FINANCIAL ADVISORS | LEVEQUE FINANCIAL SERVICES | LEGACY WEALTH MANAGEMENT | LEGACY CAPITAL MANAGEMENT | LARSON FINANCIAL SERVICES | KRONOS WEALTH MANAGEMENT | KONTY FINANCIAL SERVICES | KOLEY FINANCIAL/LEGAL | KOLEY FINANCIAL / LEGAL | KOLEY FINANCIAL | KOENIG FINANCIAL GROUP | KIRKLAND FINANCIAL ADVISERS | KIMBLER FINANCIAL | KERINS HENDRICKSON WEALTH MANAGEMENT | KARL J. KORADE, CPA CDFA | JMS FINANCIAL SOLUTIONS LLC | INCOMEMAX, LLC | HIGHLAND CAPITAL BROKERAGE | HERITAGE PRIVATE WEALTH MANAGEMENT | HARBOR FINANCIAL ADVISORS | GUGGER ASSET MANAGEMENT | GOTTIER INVESTMENTS | GOLDSTEIN ADVISORS | GOLDSTEIN & ASSOCIATES | GLEASON FINANCIAL GROUP | GEORGE W. HOOK III FINANCIAL SERVICES | GAULDEN WEALTH MANAGEMENT | GAULDEN & ASSOCIATES | GALBRAITH FINANCIAL SERVICES | FULL CIRCLE WEALTH MANAGEMENT | FREEDOM POINT FINANCIAL | FORTRESS WEALTH ADVISORS | FINANCIAL SOLUTIONS | FARRELL FINANCIAL | ETON FINANCIAL SERVICES | EMERALD CITY FIDUCIARY GROUP | ECHELON GROUP | DWIGHT O'HARA INVESTMENT SERVICES | DOSS ASSET ADVISORS | DIAMONDBACK FINANCIAL SERVICES, LLC | DIAMOND FINANCIAL PARTNERS | DELTA FINANCIAL GROUP (DFG) | DELMARVA FINANCIAL GROUP | CVACH FINANCIAL SERVICES | CTM FINANCIAL GROUP, LLC | CTM FINANCIAL GROUP | CREATIVE FINANCIAL PARTNERS | CORINTHIAN WEALTH MANAGEMENT | COPIA WEALTH MANAGEMENT | COMMONWEALTH FINANCIAL SERVICES | COLLIER SUSTAINABLE WEALTH MANAGEMENT | CITY FIDUCIARY GROUP | CAPITAL INCOME ADVISORS | CAPITAL & BUSINESS PLANNING | CADENT WEALTH MANAGEMENT | CA FINANCIAL SERVICES | BRODE FINANCIAL GROUP | BRIGGS FINANCIAL SERVICES | BLAKE GALLION, CFP | BELLEAIR FINANCIAL SERVICES | BASECAMP INVESTMENTS | BAIKIE AND ALCANTARA | ARNOLD FINANCIAL SERVICES | ARMSTRONG FINANCIAL PARTNERS | ARM WEALTH MANAGEMENT | ARBOR POINT ADVISORS, LLC | ARBOR POINT ADVISORS | ARBOR GROUP ADVISORS | ANNA C. WINSLOW, CPA | AILERON WEALTH MANAGEMENT | AFG FINANCIAL | AEON WEALTH MANAGEMENT | AB WEALTH MANAGEMENT | A. GAINES FINANCIAL
CRD#: 165127 / SEC#: 801-77135
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Contact information
Main Address
12325 Port Grace Blvd., Lavista, NE 68128
Mailing Address
Phone number
(888) 777-1992
Established
Firm type
Fiscal year end
# of Employees
2,643
Regulatory assets under management
| Total Number of Accounts | 28,010 |
| AUM (Assets Under Management) | $ 6,929,575,682 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
