Jan Epstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan Epstein was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1996. Jan had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2002 - August 4, 2003
SGC SECURITIES LP
January 16, 2002 - August 29, 2017
FHN FINANCIAL SECURITIES CORP.
October 27, 2000 - April 18, 2001
FHN FINANCIAL SECURITIES CORP.
April 8, 1996 - January 23, 1997
NBC CAPITAL MARKETS GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SGC SECURITIES LP
CRD#: 118934 / SEC#: , 8-53701
Contact information
Documents
Red Flags
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