Michael A. Herst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Herst, who also goes by Mickey Herst, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2019 - May 21, 2026
BARTLETT & CO. WEALTH MANAGEMENT LLC
February 9, 2015 - September 12, 2019
LODESTAR INVESTMENT COUNSEL, LLC
January 6, 2004 - January 2, 2015
CONCORD ASSET MANAGEMENT
October 28, 2003 - December 31, 2004
CONCORD TRUST COMPANY LLC
July 8, 1997 - December 31, 2004
CONCORD INVESTMENT COMPANY
Primary Firm SEC Registration
BARTLETT & CO. WEALTH MANAGEMENT LLC
CRD#: 292246 / SEC#: 801-112635
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
BARTLETT & CO. WEALTH MANAGEMENT LLC
CRD#: 292246 / SEC#: 801-112635
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,059 |
| AUM (Assets Under Management) | $ 9,391,242,919 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2025 | ||
| 07/16/2024 | ||
| 07/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
