JP
Jeffrey W. Patton
PARKLAND SECURITIES
Fairfield, OH 45014
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CRD#: 1954885
JP
Professional summary
Jeffrey Woodall Patton, AIF®, who also goes by Jeffrey W Patton, is a registered financial professional currently at PARKLAND SECURITIES, LLC located in Fairfield, Ohio.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1989. Jeffrey has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeffrey W Patton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Woodall Patton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 24, 2007 - Present
PARKLAND SECURITIES, LLC
Office #1: 2808 Mack Road, Fairfield, OH 45014BD
CRD#: 115368
Fairfield, OH
Past
January 1, 2004 - April 26, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
FAIRFIELD, OH
Past
November 11, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
February 16, 2000 - November 11, 2002
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
CINCINNATI, OH
Past
May 14, 1999 - November 11, 2002
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
June 29, 1989 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
June 29, 1989 - June 15, 1999
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/28/2011)
RR
Arizona(7/27/2017)
RR
California(5/28/2008)
RR
Florida(4/24/2007)
RR
Georgia(4/24/2007)
RR
Indiana(4/24/2007)
RR
Kentucky(4/24/2007)
RR
Louisiana(4/10/2019)
RR
Maryland(10/21/2019)
RR
Mississippi(9/18/2014)
RR
New Jersey(4/8/2019)
RR
North Carolina(3/3/2025)
RR
Ohio(4/24/2007)
RR
Texas(8/15/2013)
RR
Virginia(3/8/2016)
RR
West Virginia(11/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PARKLAND SECURITIES, LLC
PARKLAND SECURITIES, LLC | SAMMONS SECURITIES COMPANY, LLC
CRD#: 115368 / SEC#: , 8-53482
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
300 Parkland Plaza, Ann Arbor, MI 48103
Phone number
(734) 663-1611
Established
Delaware since 07/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| CARL F. ELLISON, JR. GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| BAUER, KRISTEN ANNE | TRUSTEE OF THE KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | 2457506 |
| DUNBAR, THERESA LYNN | TRUSTEE OF THE THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | 7346975 |
| ELLISON, CARL | TRUSTEE OF THE CARL F. ELLISON JR. GIFT TRUST DATED 10/30/2020 | 7342594 |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT AND TRUSTEE OF THE BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | 2933397 |
| RYDELL, JEROME MATTHEW | TRUSTEE OF THE JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | 7346979 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN, MANAGER AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED | 408389 |
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING INTERESTS) | |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
PARKLAND SECURITIES, LLC
CRD#: 115368Fairfield, OH 45014TRUST BUT VERIFY
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