Jacqueline A. Wells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Andrea Wells, who also goes by Jacque Wells, Jacquelin Andrea Wells, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 1994. Jacqueline had worked at 10 firms and has passed the Series 63, Series 6, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2012 - November 26, 2012
DELPHI SECURITIES, CORP
April 14, 2004 - August 2, 2005
SLD AMERICA EQUITIES, INC.
August 4, 2003 - April 14, 2004
LEO BROKERAGE, LLC
August 4, 2003 - April 14, 2004
LEO BROKERAGE, LLC
August 21, 2001 - November 7, 2002
THE LEADERS GROUP, INC.
August 14, 2001 - July 15, 2003
IMS SECURITIES, INC.
August 14, 2001 - July 15, 2003
IMS SECURITIES, INC.
March 1, 2001 - August 15, 2001
FFP SECURITIES, INC.
June 12, 2000 - March 5, 2001
EQUITABLE DISTRIBUTORS, LLC
August 24, 1999 - June 20, 2000
ALLIANCEBERNSTEIN INVESTMENTS, INC.
May 5, 1998 - December 2, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
July 20, 1994 - May 7, 1998
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DELPHI SECURITIES, CORP
CRD#: 156529 / SEC#: , 8-68803
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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