Julie R. Wilkinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Roberts Wilkinson, who also goes by Julia Roberts, Julie Anne Roberts, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1989. Julie had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2008 - April 7, 2016
ALTERNA SECURITIES, INC.
January 12, 2004 - July 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 20, 1996 - July 1, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 10, 1993 - August 9, 1995
BURSAMEX INC.
September 3, 1992 - May 20, 1993
SCOTIA INTERNATIONAL, INC.
August 27, 1991 - February 10, 1992
CITICORP SECURITIES, INC.
October 25, 1989 - June 18, 1991
TD SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTERNA SECURITIES, INC.
CRD#: 41139 / SEC#: , 8-49311
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
