William W. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Walter Robinson, who also goes by Walt Robinson, William Walter Robinson III, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2012. William had worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2019 - July 29, 2019
BEQUIA SECURITIES, LLC
November 24, 2015 - December 31, 2016
BROKERBANK SECURITIES, INC.
December 16, 2014 - December 31, 2016
BROKERBANK SECURITIES, INC.
April 10, 2013 - September 10, 2014
MISSION CAPITAL LLC
January 3, 2013 - July 24, 2013
GARTH & BROWN INVESTMENT MANAGEMENT, LLC
October 11, 2012 - April 11, 2013
BROWN ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEQUIA SECURITIES, LLC
CRD#: 285783 / SEC#: , 8-69860
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEQUIA CAPITAL, LLC | MEMBER | |
| DORFMAN, ESTEE CARLA | FINOP, CFO | 2696529 |
| SLACHTA, LARA ANN | CEO, CCO, EXEC REP. |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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