MONICA A. CORMIER
HIGHTOWER SECURITIES | Director of Client Service
New Gloucester, ME 04260
CRD#: 1954324
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MONICA AGNES CORMIERHIGHTOWER SECURITIES
Professional summary
MONICA AGNES CORMIER, who also goes by Monica A Goodwin, Monica Agnes Goodwin, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in New Gloucester, Maine.
MONICA is registered as a RR (Registered Representative) and started their career in finance in 1990. MONICA has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
Monica Cormier is the Director of Client Service at Simmons Investment Advisors. She specializes in operations and family office services, with an emphasis on providing clients with a memorable, excellent experience.
Monica has been a registered assistant for more than 25 years and holds her Series 7 and 63 licenses. Her career began in 1985, when she became a Temporary Receptionist at Merrill Lynch. She later became a Sales and Manager’s Assistant before joining Hightower in 2011.
She earned her Bachelor of the Arts from the University of Maine, Orono, and was a member of All Maine Women. She lives in Windham, Maine with her husband.
In her spare time, Monica trains for and participates in triathlons, including the Tri for a Cure and Beach to Beacon Road Race. She has also run marathons with her nieces, skydived with her daughter and jumped in the Atlantic Ocean every New Year’s Day since 2004. When taking a break from her adventures, Monica enjoys chocolate-making for non-profit fundraising events.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Monica A Goodwin | Monica Agnes Goodwin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view MONICA AGNES CORMIER's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2026 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 83 Pineland Dr Ste 203, New Gloucester, ME 04260BD
CRD#: 116681
New Gloucester, ME
Past
February 18, 2011 - January 21, 2026
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
New Gloucester, ME
Past
July 23, 2009 - February 22, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PORTLAND, ME
Past
August 5, 1991 - February 22, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PORTLAND, ME
Past
March 20, 1990 - August 7, 1991
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
HIGHTOWER SECURITIES, LLC
Director of Client ServiceCRD#: 116681New Gloucester, ME 04260TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
