David E. Fitzgerald
Professional summary
David Edward Fitzgerald was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, David had worked at 2 firms, which includes PACIFIC GENESIS GROUP INC., FIRST CALIFORNIA CAPITAL MARKETS GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1996 - July 20, 2001
PACIFIC GENESIS GROUP, INC.
September 14, 1995 - May 9, 1996
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PACIFIC GENESIS GROUP, INC.
CRD#: 37429 / SEC#: , 8-47869
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
Red Flags
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