William D. Vellon
Professional summary
William David Vellon, who also goes by Bill Vellon, is a registered financial advisor currently at KINGSBURY CAPITAL INVESTMENT ADVISORS LLC located in Wilmette, Illinois and CABOT LODGE SECURITIES LLC located in Wilmette, Illinois.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. William has worked at 14 firms and has passed the Series 65, Series 63, Series 79TO, Series 52TO, SIE, Series 31, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William David Vellon's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2008 - Present
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
January 21, 2020 - Present
CABOT LODGE SECURITIES LLC
January 6, 2015 - December 31, 2019
KINGSBURY CAPITAL, INC.
September 17, 2013 - January 5, 2015
FREEDOM INVESTORS CORP.
November 8, 2010 - September 16, 2013
AUGMENT SECURITIES INC.
October 10, 2008 - April 29, 2015
KINGSBURY, LLC
June 19, 2007 - November 5, 2010
BREWER FINANCIAL SERVICES, LLC
August 10, 2006 - May 30, 2007
TLG ADVISORS, INC.
December 2, 2003 - May 25, 2007
CHICAGO INVESTMENT GROUP, LLC
July 15, 2002 - September 25, 2003
B. RILEY SECURITIES, INC.
November 17, 2000 - July 16, 2002
ADVANCED EQUITIES, INC.
January 29, 1994 - November 22, 2000
GRUNTAL & CO., L.L.C.
May 21, 1993 - January 6, 1994
LEHMAN BROTHERS INC.
March 23, 1990 - June 17, 1993
CIBC WORLD MARKETS CORP.
June 20, 1989 - February 6, 1990
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
CRD#: 145658 / SEC#: 801-118323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2020)
(4/11/2022)
(1/22/2020)
(1/3/2024)
(4/11/2022)
(4/20/2022)
(2/3/2020)
(1/30/2020)
(4/11/2022)
(3/20/2008)
(2/4/2020)
(1/5/2024)
(1/2/2024)
(11/1/2021)
(4/12/2022)
(1/22/2020)
(1/27/2020)
(4/18/2022)
(1/2/2024)
(2/5/2020)
(4/11/2022)
(1/22/2020)
(4/11/2022)
(4/15/2022)
(2/4/2020)
(4/4/2022)
(2/11/2025)
(1/3/2024)
(4/11/2022)
(4/11/2022)
(4/8/2022)
(4/11/2022)
(1/22/2020)
(2/12/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
CRD#: 145658 / SEC#: 801-118323
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 595 |
| AUM (Assets Under Management) | $ 154,451,058 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
