Raymond L. Rigney
Professional summary
Raymond Lee Rigney is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1989. Raymond has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Lee Rigney's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003November 8, 2024 - December 9, 2024
JCC CAPITAL MARKETS, LLC
May 18, 2023 - August 24, 2023
JCC CAPITAL MARKETS, LLC
January 15, 2015 - May 9, 2023
HASI SECURITIES LLC
July 30, 2010 - October 30, 2014
MANOR HOUSE CAPITAL LLC
November 16, 2005 - August 7, 2008
BNP PARIBAS SECURITIES CORP.
March 13, 1992 - September 30, 2005
CAPSTAR PARTNERS, LLC
May 23, 1989 - February 28, 1990
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2025)
(2/28/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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