James Edward Wheeler Ii
Professional Summary
James Edward Wheeler II, who also goes by James Edward Wheeler Jr, Jim Wheeler II, is a registered financial advisor currently at JAMES WHEELER & CO. ADVISORS located in Centennial, Colorado. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Edward Wheeler Jr, Jim Wheeler Ii
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
JAMES WHEELER & CO. ADVISORS
Contact Information
Main Address
Highlands Ranch, COPhone Number
(303) 757-2500# of Employees
0Documents
Regulatory Assets Under Management
Total Number of Accounts
15AUM (Assets Under Management)
$8,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/20/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Sep 1997About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Edward Wheeler II's CRS (Customer Relationship Summary).
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