David J. Hoops
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Hoops was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1989. David had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2011 - August 12, 2013
SENTINEL PENSION ADVISORS, LLC.
August 1, 2003 - January 9, 2007
WALNUT STREET SECURITIES, INC.
June 5, 2001 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
July 31, 1989 - September 20, 1999
BNY MELLON SECURITIES CORPORATION
Primary Firm SEC Registration
SENTINEL PENSION ADVISORS, LLC.
CRD#: 109901 / SEC#: 801-55783
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENTINEL PENSION ADVISORS, LLC.
CRD#: 109901 / SEC#: 801-55783
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,113 |
| AUM (Assets Under Management) | $ 10,730,228,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 09/23/2024 | ||
| 10/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
