Denise M. Staul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Marie Staul was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1992. Denise had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2012 - August 29, 2012
VIRTU AMERICAS LLC
August 9, 2011 - February 3, 2012
MORGAN STANLEY
December 8, 2008 - July 26, 2010
INFINIUM SECURITIES INC.
January 26, 2005 - July 28, 2006
MORGAN STANLEY MARKET PRODUCTS INC.
April 11, 1995 - March 28, 2008
MORGAN STANLEY & CO. LLC
September 16, 1992 - April 4, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
