Charles T. Heehler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Thomas Heehler, who also goes by Harpo Heehler, Tom Heehler, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1989. Charles had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 1998 - January 8, 1999
G.F.B. SECURITIES, INC.
February 27, 1998 - June 26, 1998
G.F.B. SECURITIES, INC.
June 19, 1997 - December 31, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
November 13, 1996 - April 11, 1997
MEYERS POLLOCK ROBBINS, INC.
April 18, 1995 - February 6, 1997
INVESTORS ASSOCIATES, INC.
May 12, 1994 - March 21, 1995
GRUNTAL & CO., L.L.C.
November 25, 1992 - June 10, 1994
BLUESTONE CAPITAL CORP.
October 17, 1991 - December 15, 1992
LEHMAN BROTHERS INC.
June 3, 1991 - September 13, 1991
PRUDENTIAL EQUITY GROUP, LLC
May 18, 1990 - May 22, 1991
LEHMAN BROTHERS INC.
January 19, 1990 - April 25, 1990
CIBC WORLD MARKETS CORP.
July 18, 1989 - January 1, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G.F.B. SECURITIES, INC.
CRD#: 36381 / SEC#: , 8-47210
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
